Brian Smith is a registered investment advisor, based in Bradenton, FL, with 31 years of industry experience.
Location
4770 State Road 64 East, Bradenton, FL, 34208
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brian works as a wealth advisor at Hancock Whitney, providing financial planning and referring clients to specialists. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Hancock Whitney Investment Services INC.
March 2020 - August 2022 · 2 yrs 5 mos
Hancock Whitney Investment Services INC.Broker
March 2020 - August 2022 · 2 yrs 5 mos
Fidelity Personal and Workplace Advisors
July 2018 - November 2019 · 1 yr 4 mos
Strategic Advisers LLC
March 2013 - July 2018 · 5 yrs 4 mos
Fidelity Brokerage Services LLCBroker
January 2013 - November 2019 · 6 yrs 10 mos
Suntrust Investment Services, INC.
June 2006 - January 2013 · 6 yrs 7 mos
Suntrust Investment Services, INC.Broker
June 2006 - January 2013 · 6 yrs 7 mos
Wachovia Securities, LLC
October 2000 - May 2006 · 5 yrs 7 mos
Wachovia Securities, LLCBroker
October 2000 - May 2006 · 5 yrs 7 mos
First Union Brokerage Services, INC.Broker
September 1997 - October 2000 · 3 yrs 1 mo
Metlife Securities INC.Broker
June 1994 - August 1997 · 3 yrs 2 mos
Metropolitan Life Insurance CompanyBroker
June 1994 - August 1997 · 3 yrs 2 mos
State Registrations2 states
FLMS
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.