DD
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De'baron Davis

8 Years of Experience
Melville, NY
Broker

De'baron Davis is a registered investment advisor at LPL Financial LLC, based in Melville, NY, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

615 Avalon Court Drive, Melville, NY, 11747

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLCBroker
January 2025 - Present · 1 yr 6 mos
LPL Financial LLC
January 2025 - Present · 1 yr 6 mos
Previous Registrations
Park Avenue Securities LLC
June 2022 - December 2023 · 1 yr 6 mos
Park Avenue Securities LLCBroker
June 2022 - December 2023 · 1 yr 6 mos
Ameritas Investment Company, LLCBroker
April 2022 - June 2022 · 2 mos
Ameritas Advisory Services, LLC
April 2022 - June 2022 · 2 mos
LPL Financial LLC
March 2022 - May 2022 · 2 mos
LPL Financial LLCBroker
July 2020 - May 2022 · 1 yr 10 mos
Principal Securities, INC.Broker
August 2019 - July 2020 · 11 mos
Bankers Life Securities, INC.Broker
February 2018 - August 2019 · 1 yr 6 mos
Royce Investment Group, INC.Broker
July 1999 - September 1999 · 2 mos
Brokers Transaction Services, INC.Broker
September 1997 - October 1997 · 1 mo
Royce Investment Group, INC.Broker
May 1997 - October 1997 · 5 mos
Ash & CO. IncorporatedBroker
July 1996 - January 1997 · 6 mos
Meyers Pollock Robbins, INC.Broker
May 1996 - July 1996 · 2 mos
Renaissance Financial Securities CORP.Broker
May 1996 - June 1996 · 1 mo
Monitor Investment Group, INC.Broker
April 1996 - May 1996 · 1 mo
Kensington Wells IncorporatedBroker
March 1996 - April 1996 · 1 mo
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.