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Jeffrey Cleckner

LPL Financial LLC
30 Years of Experience
New Palestine, IN
2 DisclosuresBroker
View SEC Summary
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Jeffrey Cleckner is a registered investment advisor at LPL Financial LLC, based in New Palestine, IN, with 30 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6375 W Us Highway 52, New Palestine, IN, 46163

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2020
Settled
Customer Dispute
September 2000
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jeffrey coaches baseball, is involved with a business entity for tax/investment purposes, and operates Optim Wealth Strategies as a DBA for his LPL business. Operating Optim Wealth Strategies takes nearly full-time hours.

Employment History
Current Registrations
LPL Financial LLC
February 2023 - Present · 3 yrs 8 mos
LPL Financial LLCBroker
February 2023 - Present · 3 yrs 8 mos
LPL Financial LLC
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
Edward JonesBroker
May 2018 - February 2023 · 4 yrs 9 mos
Edward Jones
May 2018 - February 2023 · 4 yrs 9 mos
Northwestern Mutual Investment Services,llc
January 2018 - May 2018 · 4 mos
Northwestern Mutual Investment Services, LLCBroker
January 2018 - May 2018 · 4 mos
Waddell & Reed
October 2011 - October 2017 · 6 yrs
Waddell & ReedBroker
August 2011 - October 2017 · 6 yrs 2 mos
Lincoln Financial Distributors, INC.Broker
January 2008 - January 2011 · 3 yrs
Prudential Annuities Distributors, INCBroker
August 2005 - January 2008 · 2 yrs 5 mos
Aig Sunamerica Capital Services, INC.Broker
October 2002 - July 2005 · 2 yrs 9 mos
Jackson National Life Distributors, INC.Broker
January 2002 - September 2002 · 8 mos
First Union Securities, INC.Broker
September 1998 - November 2001 · 3 yrs 2 mos
Prudential Securities IncorporatedBroker
September 1996 - September 1998 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1995 - September 1996 · 1 yr 6 mos
L.C. Wegard & CO., INC.Broker
August 1994 - January 1995 · 5 mos
State Registrations4 states
FLGAINOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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