Pieter Tenbroek is a registered investment advisor, based in Overland Park, KS, with 31 years of industry experience.
Location
9101 W 110th St, Overland Park, KS, 66210
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Pieter works as a financial advisor for Signature Retirement Group, dedicating about half of his time to this role. This activity is not investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2022 - Present · 3 yrs 9 mos
Raymond James Financial Services, INC.Broker
October 2022 - Present · 3 yrs 9 mos
Previous Registrations
Cetera Investment Advisers LLC
March 2020 - October 2022 · 2 yrs 7 mos
Cetera Investment Services LLCBroker
March 2020 - October 2022 · 2 yrs 7 mos
Edward Jones
January 2018 - March 2020 · 2 yrs 2 mos
Edward JonesBroker
November 2017 - March 2020 · 2 yrs 4 mos
Voya Financial Advisors, INC.Broker
May 2005 - October 2017 · 12 yrs 5 mos
Jefferson Pilot Securities CorporationBroker
August 2001 - March 2005 · 3 yrs 7 mos
Proequities, INC.Broker
January 2001 - September 2001 · 8 mos
Pruco Securities CorporationBroker
September 1994 - December 2000 · 6 yrs 3 mos
State Registrations3 states
FLKSMO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.