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Fred Sirianni

31 Years of Experience
Everett, WA
Broker

Fred Sirianni is a registered investment advisor at D.A. Davidson & CO., based in Everett, WA, with 31 years of industry experience. Fred operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2825 Colby Avenue, Suite 201, Everett, WA, 98201-3536

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
D.A. Davidson & CO.
August 2008 - Present · 17 yrs 9 mos
D.A. Davidson & CO.Broker
August 2008 - Present · 17 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
August 2006 - September 2008 · 2 yrs 1 mo
UBS Financial Services INC.Broker
August 2006 - September 2008 · 2 yrs 1 mo
Piper Jaffray & CO.
October 1994 - August 2006 · 11 yrs 10 mos
Piper Jaffray & CO.Broker
July 1994 - August 2006 · 12 yrs 1 mo
State Registrations16 states
AKARCAFLIAMDMNMOMTNMNYOHTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Fred Sirianni - Financial Advisor | TrueAdvisor