KR
CFP
KR
CFP
Kris Rosado is a CFP-designated registered investment advisor at Morgan Stanley, based in Portland, ME, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
100 Middle Street, 3rd Floor, Portland, ME, 04101
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Regulatory History (1)
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Customer Dispute
October 2002Closed-No Action
Employment History
Current Registrations
Morgan Stanley
October 2014 - Present · 11 yrs 9 mos
Morgan StanleyBroker
October 2014 - Present · 11 yrs 9 mos
Previous Registrations
Morgan Stanley
October 2014 - October 2014 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 1994 - October 2014 · 20 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1994 - October 2014 · 20 yrs 2 mos
State Registrations11 states
DEFLMAMDMEMONHNYORRIWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.