Rajiv Sharma is a registered investment advisor, based in Los Angeles, CA, with 26 years of industry experience.
Location
Los Angeles, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Rajiv is a Managing Director, Equity Research at Texas Capital Bank, a commercial bank, performing equity research on companies. This activity is investment-related and occurs during trading hours.
Employment History
Current Registrations
Tcbi Securities, INC.
February 2025 - Present · 1 yr 3 mos
Tcbi Securities, INC.Broker
February 2025 - Present · 1 yr 3 mos
Polestar Capital LLC
March 2007 - Present · 19 yrs 2 mos
Previous Registrations
B. Riley Securities, INC.Broker
September 2019 - December 2024 · 5 yrs 3 mos
Western International Securities
June 2012 - June 2016 · 4 yrs
Western International Securities, INC.Broker
June 2012 - June 2016 · 4 yrs
Polestar Investment Research, LLC
June 2006 - December 2013 · 7 yrs 6 mos
Samuels Chase & CO., INC.Broker
May 2005 - July 2012 · 7 yrs 2 mos
Merriman Curhan Ford & CO.Broker
December 2003 - May 2005 · 1 yr 5 mos
Onyx Partners, IncorporatedBroker
September 1998 - July 2002 · 3 yrs 10 mos
State Registrations2 states
CATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.