Kenneth Spielman
Kenneth Spielman is a registered investment advisor at Cetera Investment Advisers LLC, based in Commack, NY, with 31 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6500 Jericho Turnpike, Ste 206, Commack, NY, 11725
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Regulatory History (1)
Regulatory
June 2022Other Business Activities
Kenneth owns Suffolk Service Bureau DBA Professional Tax Savers, providing income tax preparation and investment services, dedicating about a quarter of his time. He also has ownership stakes in Atlantic Cove Marina, Hampton Dune Holdings, and 3 Spring Hill Marine Holdings, and works as an independent contractor for Hoffman & Bentovim CPA's, spending about 10-20% of his time on tax preparation.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Invest Financial CorporationBroker
Prime Capital Services, INC.Broker
Royal Alliance Associates, INC.Broker
Gkn Securities CORP.Broker
State Registrations11 states
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