NC
NC

Nicole Casp

30 Years of Experience
St. Petersburg, FL
Broker

Nicole Casp is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in St. Petersburg, FL, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

880 Carillon Parkway, St. Petersburg, FL, 33716

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2020 - Present · 6 yrs 3 mos
Raymond James & Associates, INC.
February 2020 - Present · 6 yrs 3 mos
Raymond James & Associates, INC.
February 2020 - Present · 6 yrs 3 mos
Raymond James Financial Services, INC.
February 2020 - Present · 6 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2020 - Present · 6 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2020 - Present · 6 yrs 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
July 2012 - August 2019 · 7 yrs 1 mo
U.S. Bancorp Investments, INC.
July 2012 - August 2019 · 7 yrs 1 mo
PNC InvestmentsBroker
November 2009 - July 2012 · 2 yrs 8 mos
PNC Investments
November 2009 - July 2012 · 2 yrs 8 mos
Natcity Investments, INC.
March 2009 - November 2009 · 8 mos
Natcity Investments, INC.Broker
March 2009 - November 2009 · 8 mos
Invest Financial Corporation
July 2006 - March 2009 · 2 yrs 8 mos
Invest Financial CorporationBroker
July 2006 - March 2009 · 2 yrs 8 mos
Butler, Wick & CO., INC.
June 2005 - July 2006 · 1 yr 1 mo
Butler, Wick & CO., INC.Broker
April 2005 - July 2006 · 1 yr 3 mos
Capital Securities of America, INC.Broker
June 2004 - January 2005 · 7 mos
David A. Noyes & CompanyBroker
January 2000 - June 2004 · 4 yrs 5 mos
Mcdonald Investments INC.Broker
May 1999 - December 1999 · 7 mos
Key Investments INC.Broker
March 1995 - May 1999 · 4 yrs 2 mos
Society Investments, INC.Broker
October 1994 - March 1995 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.