Jerrie Carli
Jerrie Carli is a registered investment advisor at Osaic Wealth, INC., based in Carlsbad, CA, with 31 years of industry experience. Jerrie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1925 Palomar Oaks Way, #107, Carlsbad, CA, 92008
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jerrie works as a paraplanner for Financial Focus, LLC, dedicating nearly full-time hours. Jerrie is also a fixed insurance agent selling disability, life, long-term care, and annuity products, dedicating minimal time to this role, and an investment advisor representative for FinancialFocus LLC, dedicating about 10-20% of their time. Finally, Jerrie is a Registered Representative with Osaic Wealth, Inc., dedicating about 10-20% of their time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Financial Focus LLC
Previous Registrations
Securities America, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Financial Focus
Mony Securities CorporationBroker
First Financial Securities of America, INC.Broker
American Fidelity Securities, INC.Broker
The Variable Annuity Marketing CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.