MC
MC

Mark Campbell

31 Years of Experience
Bradenton, FL
8 DisclosuresBroker

Mark Campbell is a registered investment advisor at Morgan Stanley, based in Bradenton, FL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1401 Manatee Avenue West, Suite 1110, Bradenton, FL, 34205

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2013
Settled
Customer Dispute
April 2009
Settled
Regulatory
October 2008
Final
Regulatory
May 2008
Final
Customer Dispute
July 2003
Closed-No Action
Regulatory
September 1999
Final
Criminal
August 1990
Final Disposition
Criminal
May 1989
Final Disposition
Other Business Activities

Mark is a sole proprietor/owner/partner in Girard & Fedora LTD, a real estate business in Miami, Florida, since 2004. He dedicates minimal time to this investment-related activity.

Employment History
Current Registrations
Morgan Stanley
June 2017 - Present · 8 yrs 11 mos
Morgan StanleyBroker
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 1995 - June 2017 · 22 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1995 - June 2017 · 22 yrs 3 mos
State Registrations29 states
AKALAZCACOCTDEFLGAIAILINKYMDMEMIMSNCNHNJNYOHPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Campbell - Financial Advisor | TrueAdvisor