Gary Plum is a registered investment advisor at Morgan Stanley, based in Bradenton, FL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1401 Manatee Avenue West, Suite 1110, Bradenton, FL, 34205
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Regulatory History (1)
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Customer Dispute
November 2008Settled
Other Business Activities
Gary is on the advisory board for the Coastal Conservation Association of Florida, an environmental organization, dedicating minimal time outside of business hours to business development and growth.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
December 2008 - June 2009 · 6 mos
Morgan Stanley & CO. IncorporatedBroker
November 2008 - June 2009 · 7 mos
Citigroup Global Markets INC.Broker
November 1999 - December 2008 · 9 yrs 1 mo
Citigroup Global Markets INC.
November 1999 - December 2008 · 9 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
April 1997 - November 1999 · 2 yrs 7 mos
State Registrations44 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.