James D'alessio
James D'alessio is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in San Diego, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
701 B St, San Diego, CA, 92101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Contango Capital Advisors, INC.
Zions Direct, INC.Broker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Wells Fargo Securities INC.Broker
Select Capital CorporationBroker
Scudder Investor Services, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.