Lori Hess is a registered investment advisor at Morgan Stanley, based in Grand Rapids, MI, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
5122 Cascade Road, 1st Floor, Grand Rapids, MI, 49546
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
February 2012 - Present · 14 yrs 3 mos
Morgan StanleyBroker
February 2012 - Present · 14 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
February 2011 - March 2012 · 1 yr 1 mo
UBS Financial Services INC.Broker
February 1998 - March 2012 · 14 yrs 1 mo
First of Michigan CorporationBroker
October 1997 - February 1998 · 4 mos
State Registrations33 states
AZCACOCTDCFLGAIAIDILINKSKYMAMDMEMIMNMSNCNMNVNYOHSCSDTNTXVAWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.