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Shawn Sokolosky
29 Years of Experience
Wichita, KS
2 Disclosures
Shawn Sokolosky is a registered investment advisor at Pollux Wealth Management, based in Wichita, KS, with 29 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37 clients with $55M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
37 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$54.8M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $4.0M | 0.80% |
| $4.0M - $10.0M | 0.70% |
| $10M+ | 0.60% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Wichita, KS
Get directionsHistory
Regulatory History (2)
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Regulatory
September 2021Final
Employment Separation After Allegations
August 2021Employment History
Current Registrations
Pollux Wealth Management
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Frontier Wealth Management, LLC
August 2012 - September 2021 · 9 yrs 1 mo
Dimensions-Financial Consultants, INC.
January 2004 - December 2005 · 1 yr 11 mos
Dimensions Financial Group
March 1998 - June 2012 · 14 yrs 3 mos
The O.N. Equity Sales CompanyBroker
August 1994 - December 2003 · 9 yrs 4 mos
State Registrations2 states
KSTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.