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CFP
AB
CFP

Andrew Barkley

LPL Financial LLC
31 Years of Experience
Rocky River, OH
Broker
View SEC Summary
View SEC Summary

Andrew Barkley is a CFP-designated registered investment advisor at LPL Financial LLC, based in Rocky River, OH, with 31 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1259 Smith Court, Rocky River, OH, 44116

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is involved in three outside business activities. He spends nearly full-time on Strophic Inc for tax/investment purposes and Aria Financial Group as a DBA for his LPL business, and minimal time on MEBO LLC for real estate rental.

Employment History
Current Registrations
LPL Financial LLC
September 2024 - Present · 2 yrs 1 mo
LPL Financial LLC
September 2024 - Present · 2 yrs 1 mo
LPL Financial LLCBroker
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, LLC
March 2014 - September 2024 · 10 yrs 6 mos
Ameriprise Financial Services, LLCBroker
March 2014 - September 2024 · 10 yrs 6 mos
Hw Financial Advisors
June 2005 - April 2014 · 8 yrs 10 mos
Commonwealth Financial Network
June 2005 - April 2014 · 8 yrs 10 mos
Commonwealth Financial NetworkBroker
June 2005 - April 2014 · 8 yrs 10 mos
Commonwealth Financial Network
December 2004 - April 2005 · 4 mos
Commonwealth Financial NetworkBroker
November 2004 - April 2005 · 5 mos
Charles Schwab & CO., INC.Broker
October 1999 - September 2004 · 4 yrs 11 mos
Fidelity Investments Institutional Services Company, INC.Broker
August 1994 - October 1999 · 5 yrs 2 mos
State Registrations25 states
AZCACOCTDCFLGAILINKYMAMIMSNCNJNYOHORPARISCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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