AS
CFP
AS
CFP

Alexander Sterba

7 Years of Experience
Rocky River, OH
Broker

Alexander Sterba is a CFP-designated registered investment advisor, based in Rocky River, OH, with 7 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold.

Location

Rocky River, OH

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alexander is an employee and investment advisor representative of Manning & Napier Advisors, LLC, an affiliated registered investment advisor.

Employment History
Current Registrations
Manning & Napier Investor Services, INC.
October 2024 - Present · 2 yrs
Manning & Napier Investor Services, INC.Broker
October 2024 - Present · 2 yrs
Manning & Napier Advisors, LLC
August 2024 - Present · 2 yrs 2 mos
Previous Registrations
Marcum Wealth, LLC
May 2019 - July 2024 · 5 yrs 2 mos
State Registrations13 states
CACOFLGAMENCNJNYOHPASCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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