Gene Pucci is a registered investment advisor, based in Denver, CO, with 26 years of industry experience.
Location
Denver, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
The Leaders Group, INC.
August 2025 - Present · 9 mos
The Leaders Group, INC.Broker
August 2025 - Present · 9 mos
Xcelsior Advisor Partners LLC
June 2025 - Present · 11 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
December 2019 - June 2025 · 5 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
December 2019 - June 2025 · 5 yrs 6 mos
Wells Fargo Clearing Services, LLC
April 2008 - December 2019 · 11 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
March 2008 - December 2019 · 11 yrs 9 mos
Morgan Stanley & CO., Incorporated
April 2007 - March 2008 · 11 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - March 2008 · 11 mos
Morgan Stanley
November 2006 - April 2007 · 5 mos
Morgan Stanley Dw INC.Broker
November 2006 - April 2007 · 5 mos
UBS Financial Services INC.
June 2004 - November 2006 · 2 yrs 5 mos
UBS Financial Services INC.
October 2000 - June 2004 · 3 yrs 8 mos
UBS Financial Services INC.Broker
February 2000 - November 2006 · 6 yrs 9 mos
State Registrations2 states
AZCO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.