TrueAdvisor
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JH
ChFC
JH
ChFC

John Houck

Promontory Financial Planning, LLC
54 Years of Experience
Spanish Fork, UT
Sells Insurance
View SEC Summary
View SEC Summary

John Houck is a ChFC-designated registered investment advisor at Promontory Financial Planning, LLC, based in Spanish Fork, UT, with 54 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 570 clients with $320M in assets under management.

Promontory Financial Planning, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
570 clients
Average Client Portfolio
$560K average
Assets Under Management
$319.0M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Promontory Financial Planning charges no more than 2% annually for accounts. Fees and account minimums may be negotiable based on portfolio size, aggregate amount invested, and the simplicity of the asset allocation or services required.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

499 Spanish Fields Drive, Spanish Fork, UT, 84660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John is an independent insurance agent selling and servicing fixed insurance products since 2006, dedicating nearly full-time hours to this. He also owns residential real estate and works as a substitute teacher, spending minimal time on each.

Employment History
Current Registrations
Promontory Financial Planning, LLC
October 2017 - Present · 9 yrs
Previous Registrations
Voya Financial Advisors, INC.
May 2012 - October 2017 · 5 yrs 5 mos
Voya Financial Advisors, INC.Broker
April 2012 - October 2017 · 5 yrs 6 mos
Ing Financial Partners, INC
December 2006 - April 2012 · 5 yrs 4 mos
Ing Financial Partners, INC.Broker
October 2006 - April 2012 · 5 yrs 6 mos
Partnervest Advisory Services LLC
December 2003 - October 2006 · 2 yrs 10 mos
Partnervest Securities, INC.Broker
December 2003 - October 2006 · 2 yrs 10 mos
Locust Street Securities, INC.
February 2003 - December 2003 · 10 mos
Locust Street Securities, INC.Broker
March 1999 - December 2003 · 4 yrs 9 mos
Sentra Securities CorporationBroker
November 1998 - March 1999 · 4 mos
United Pacific Securities, INC.Broker
December 1992 - November 1998 · 5 yrs 11 mos
Locust Street Securities, INC.Broker
November 1989 - January 1993 · 3 yrs 2 mos
Anchor National Financial Services, INC.Broker
July 1988 - November 1989 · 1 yr 4 mos
Boardwalk Capital CorporationBroker
September 1983 - August 1988 · 4 yrs 11 mos
Private Ledger Financial Services, IncorporatedBroker
April 1978 - November 1983 · 5 yrs 7 mos
Uslife Equity Sales CORPBroker
March 1974 - May 1978 · 4 yrs 2 mos
Cal-Western Securities CO.Broker
June 1972 - April 1974 · 1 yr 10 mos
California-Western States Life Insurance CompanyBroker
June 1972 - April 1974 · 1 yr 10 mos
Sunset Financial Services, INC.Broker
April 1972 - July 1972 · 3 mos
State Registrations2 states
CAUT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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