David Powell is a ChFC-designated registered investment advisor at Powell Wealth, based in Cornelius, NC, with 31 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 108 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Fees are negotiable based on factors such as the amount of assets under management, the expectation for additional assets in the future, the number of accounts a client will have under management, and whether a custodian/broker other than Fidelity will be used.
Fee Estimator
Location
17818 Statesville Rd, Suite 221, Cornelius, NC, 28031
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a member of the Finance Committee of the Grandfather Golf and Country Club and a member/manager of several real estate limited partnerships, dedicating minimal time to each. David is also a licensed insurance agent.
Employment History
Current Registrations
Powell Wealth
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Network Planning Advisors, L.L.C.
Northwestern Mutual Wealth Management Company
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.