SM
CFP
SM
CFP

Sebastian Mitchell

18 Years of Experience
Batavia, IL
Broker

Sebastian Mitchell is a CFP-designated registered investment advisor at T. Rowe Price Associates, INC., based in Batavia, IL, with 18 years of industry experience. Sebastian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,921 clients with $1900B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
227 advisors
IM Fee
Planning only
Assets Under Management
$1934.2B

Fee Structure

Minimum Investment:$50M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Batavia, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
T. Rowe Price Associates, INC.
April 2017 - Present · 9 yrs 1 mo
T. Rowe Price Investment Services, INC.
October 2012 - Present · 13 yrs 7 mos
T. Rowe Price Investment Services, INC.Broker
October 2012 - Present · 13 yrs 7 mos
Previous Registrations
Vanguard Marketing CorporationBroker
April 1996 - July 1999 · 3 yrs 3 mos
Sei Financial Services CompanyBroker
November 1994 - March 1996 · 1 yr 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sebastian Mitchell - Financial Advisor | TrueAdvisor