LT
CFP
LT
CFP

Laura Toms

29 Years of Experience
Naperville, IL
Broker

Laura Toms is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Naperville, IL, with 29 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

2056 Westings Avenue, Ste 540, Naperville, IL, 60563

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Laura has a 12.5% ownership in Great Lakes Asset Management LLC and 100% ownership in Elesty LLC, both investment-related, and each taking full-time hours. She also has power of attorney for her mother, which requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
April 2023 - Present · 3 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - April 2023 · 15 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - April 2023 · 15 yrs 3 mos
A. G. Edwards & Sons, INC.
November 2001 - January 2008 · 6 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
April 1996 - January 2008 · 11 yrs 9 mos
State Registrations30 states
ARAZCACOFLGAHIIAIDILINLAMAMDMIMNNCNHNJNVNYOHOKPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.