DG
CFP
DG
CFP

Daniel Gaston

31 Years of Experience
Santa Barbara, CA
Broker

Daniel Gaston is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Santa Barbara, CA, with 31 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

3700 State St Ste 230, Santa Barbara, CA, 93105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel is an affiliated person with Financial Network of Santa Barbara, a financial services firm, since 2013. This takes about a quarter of his time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
June 1998 - Present · 28 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
September 1999 - June 2023 · 23 yrs 9 mos
Dreher & Associates, INC.Broker
July 1994 - November 1997 · 3 yrs 4 mos
State Registrations20 states
AKARAZCACOFLGAHIILKYMIMONMNVNYORTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Daniel Gaston - Financial Advisor | TrueAdvisor