Joan Tozer
Joan Tozer is a registered investment advisor at Cetera Investment Advisers LLC, based in Santa Barbara, CA, with 23 years of industry experience. Joan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3700 State St Ste 230, Santa Barbara, CA, 93105
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2009Other Business ActivitiesSells Insurance
Joan sells fixed insurance products, including life, annuities, and long-term care, dedicating full-time hours to this activity. She also operates as an investment advisor representative under Santa Barbara Coastal Advisors, spending a few hours per week, and owns rental properties, requiring minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Pension Planners Securities, INC.
Pension Planners Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.