Tonya Harper
Tonya Harper is a registered investment advisor at Osaic Institutions, INC., based in Aurora, CO, with 31 years of industry experience. Tonya operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
499 South Airport Blvd., Aurora, CO, 80017
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Regulatory History (1)
Customer Dispute
November 2003Other Business Activities
Tonya is a managing member of TM Harper LTD, a private corporation for tax purposes, since 2013. She dedicates minimal time to this activity.
Employment History
Current Registrations
Osaic Institutions, INC.Broker
Osaic Institutions, INC.
Previous Registrations
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
St Johns Wealth Management
Bbva Compass Investment Solutions, INCBroker
Natcity Investments, INC.Broker
Securian Financial Services, INC.Broker
Centennial Financial Services, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.