Michael Marks is a CFP-designated registered investment advisor at LPL Financial LLC, based in Houston, TX, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
20333 State Hwy 249, Ste 200, #266, Houston, TX, 77070
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Regulatory History (1)
Customer Dispute
August 2022Other Business Activities
Michael operates under the DBA Alliant Retirement and Investment Services for his LPL business. This activity is investment-related and conducted at the reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Hancock Investment Services, INC.Broker
Hancock Investment Services, INC.
LPL Financial LLC
LPL Financial LLCBroker
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Wells Fargo Brokerage Services, L.L.C.Broker
Wells Fargo Investments, LLCBroker
Compass Brokerage, INC.Broker
Bank United Securities CORP.Broker
Bisys Brokerage Services, INC.Broker
Olde Discount CorporationBroker
Wma Securities, INC.Broker
Pruco Securities CorporationBroker
Sunamerica Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.