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Arthur Johnson

Ip Financial Advisory Services LLC
29 Years of Experience
Long Beach, CA
4 DisclosuresBroker
View SEC Summary
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Arthur Johnson is a registered investment advisor at Ip Financial Advisory Services LLC, based in Long Beach, CA, with 29 years of industry experience. Arthur is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 2,001 clients with $480M in assets under management.

Ip Financial Advisory Services LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
133 advisors
Number of Clients
2,001 clients
Average Client Portfolio
$241K average
Assets Under Management
$481.4M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K+2.00%

Maximum annual fee is up to 3% and is negotiable. Alternatively, third-party investment programs range from 2.20% down to 1.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Long Beach, CA

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
September 2018
Judgment / Lien
July 2018
Customer Dispute
July 2010
Settled
Customer Dispute
November 2005
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ip Financial Advisory Services LLC
April 2026 - Present · 6 mos
Innovation Partners LLC
April 2026 - Present · 6 mos
Innovation Partners LLCBroker
April 2026 - Present · 6 mos
Previous Registrations
U.S. Bancorp Advisors, LLC
July 2019 - April 2024 · 4 yrs 9 mos
U.S. Bancorp Advisors, LLCBroker
July 2019 - April 2024 · 4 yrs 9 mos
U.S. Bancorp Investments, INC.
November 2012 - March 2019 · 6 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
November 2012 - March 2019 · 6 yrs 4 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
October 2006 - November 2012 · 6 yrs 1 mo
Bancwest Investment Services, INC.Broker
November 2005 - November 2012 · 7 yrs
Banc of America Investment Services, INC.
April 2003 - November 2005 · 2 yrs 7 mos
Banc of America Investment Services, INC.Broker
March 2003 - November 2005 · 2 yrs 8 mos
Citicorp Investment ServicesBroker
February 2003 - April 2003 · 2 mos
Cal Fed InvestmentsBroker
January 1997 - February 2003 · 6 yrs 1 mo
Invest Financial CorporationBroker
September 1994 - January 1997 · 2 yrs 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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