DP
DP

Darin Pierce

31 Years of Experience
Bradenton, FL
1 DisclosureBrokerSells Insurance

Darin Pierce is a registered investment advisor at Commonwealth Financial Network, based in Bradenton, FL, with 31 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3079 advisors
Number of Clients
399,450 clients
Average Client Portfolio
$525K average
Assets Under Management
$209.7B

Fee Structure

Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.

Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.

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Location

5550 26th Street West, Suite 3, Bradenton, FL, 34207

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2010
Award / Judgment
Other Business ActivitiesSells Insurance

Darin is the President and part owner of Financial Services of Bradenton, Inc., which facilitates securities and advisory business, taking up nearly all of his time. He is also the President and part owner of Insurance Services of Bradenton and sells fixed insurance under that name, as well as subleasing office space.

Employment History
Current Registrations
Commonwealth Financial Network
January 1997 - Present · 29 yrs 8 mos
Commonwealth Financial NetworkBroker
January 1997 - Present · 29 yrs 8 mos
Previous Registrations
Mimlic Sales CorporationBroker
September 1994 - January 1997 · 2 yrs 4 mos
State Registrations21 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.