GL
CFP
GL
CFP

Gary Liska

31 Years of Experience
Los Angeles, CA
4 DisclosuresBrokerSells Insurance

Gary Liska is a CFP-designated registered investment advisor, based in Los Angeles, CA, with 31 years of industry experience.

Location

2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2022
Denied
Customer Dispute
December 2021
Denied
Customer Dispute
July 2020
Denied
Criminal
October 1989
Final Disposition
Other Business ActivitiesSells Insurance

Gary is the CFO and a founding partner of Signature Estate Investment Advisors, working full-time. He also owns rental properties and land, participates in a homeowner's association, and holds an insurance license for sales and service, dedicating a few hours per week to insurance activities.

Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Seia
May 1997 - Present · 29 yrs 2 mos
Previous Registrations
Osaic Wealth, INC.Broker
November 2018 - August 2023 · 4 yrs 9 mos
Signator Investors, INC.Broker
August 1994 - November 2018 · 24 yrs 3 mos
John Hancock Mutual Life Insurance CompanyBroker
August 1994 - May 1997 · 2 yrs 9 mos
State Registrations6 states
CAHIMINJNVTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gary Liska - Financial Advisor | TrueAdvisor