Wendy Peperkorn is a CFP-designated registered investment advisor at LPL Enterprise, LLC, based in Wauwatosa, WI, with 26 years of industry experience. Wendy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
10000 W Innovation Drive, Suite 190, Wauwatosa, WI, 53226
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Wendy operates Elevate Wealth Management as a DBA for her LPL business, focusing on financial planning and investment management. This investment-related activity takes nearly full-time hours, with 130 hours spent during trading.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
Drake & Associates, LLC
Wealthspire Advisors
Ellenbecker Investment Group
Sii Investments, INC.
Sii Investments, INC.Broker
Artisan Partners Distributors LLCBroker
Shepherd Trading LimitedBroker
Reliant TradingBroker
M&i Brokerage Services, INC.Broker
Strong Funds Distributors, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.