Thomas Kiernan is a CFP-designated registered investment advisor at Financial Service Group INC, based in Mount Pleasant, WI, with 9 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Real Estate Investing, Retirement Planning, and 1 more. Their firm serves 192 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
FSG's Relationship & Foundations Program fees are based on a formula that includes your net worth and adjusted gross income. The annual Relationship Fee is calculated as $1,800 plus 0.60% of your net worth up to $2.5 million (0.30% on amounts over $2.5 million) plus 1% of your adjusted gross income. The fee is fixed for at least 24 months and billed quarterly. The minimum annual fee is $6,000 (or $4,800 for relationships established prior to 4/1/2022). The fee is negotiable at the discretion of FSG.
The Foundations Program Fee is based on the same formula as the Relationship Fee but may be billed as a monthly installment. It is recalculated every 24 months without the maximum increase of 15% limitation. The minimum monthly fee is $200. This service is only available to clients in the accumulation phase at the discretion of FSG.
The annual fee for the Limited Relationship is $1,500. An additional fee of 1.00% will be charged for portfolios greater than $150,000. This service model is for legacy clients only and is not available to new clients.
Location
4812 Northwestern Avenue, Mount Pleasant, WI, 53406
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas was formerly a financial advisor at Northwestern Mutual and a personal financial representative at Allstate Financial Services, LLC. He currently serves as President and Board Member for Hales Corners Library, dedicating minimal time to this role.
Employment History
Current Registrations
Financial Service Group INC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Allstate Financial Services, LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.