PW
PW
Paul Wilson
29 Years of Experience
Broken Arrow, OK
1 DisclosureBroker
Paul Wilson is a registered investment advisor at LPL Financial LLC, based in Broken Arrow, OK, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Broken Arrow, OK
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 1999Denied
Employment History
Current Registrations
LPL Financial LLC
December 2008 - Present · 17 yrs 5 mos
LPL Financial LLCBroker
December 2008 - Present · 17 yrs 5 mos
Previous Registrations
Raymond James Financial Services
April 2000 - December 2008 · 8 yrs 8 mos
Raymond James Financial Services, INC.Broker
February 2000 - December 2008 · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1996 - February 2000 · 3 yrs 5 mos
State Registrations5 states
AZCAOKTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.