Cody Callaway
Cody Callaway is a registered investment advisor at LPL Financial LLC, based in Broken Arrow, OK, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
300 North Main, Suite A, Broken Arrow, OK, 74012
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2019Other Business Activities
Cody operates Callaway Capital Management as a DBA for his LPL business since 2020. He also acts as a co-trustee for the Callaway Family Revocable Trust, dedicating minimal time to this fiduciary role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Edward JonesBroker
Edward Jones
Lincoln Financial Distributors, INC.
Lincoln Financial Distributors, INC.Broker
Franklin/templeton Distributors, INC.Broker
American Funds Distributors, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Gna Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.