TrueAdvisor
TrueAdvisor
JF
CFP · ChFC
JF
CFP · ChFC

Jose Flores

Edward Jones
22 Years of Experience
Sarasota, FL
Broker
View SEC Summary
View SEC Summary

Jose Flores is a CFP, ChFC-designated registered investment advisor at Edward Jones, based in Sarasota, FL, with 22 years of industry experience. Jose is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24078 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1517 State St Suite 101, Sarasota, FL, 34236-5825

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Jose is a past owner of JJMG Enterprises L.L.C., a business engaged in any and all lawful activities, since 2009. He has no current responsibilities and dedicates no time to this venture.

Employment History
Current Registrations
Edward Jones
August 2015 - Present · 11 yrs 2 mos
Edward JonesBroker
August 2015 - Present · 11 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
September 2013 - August 2015 · 1 yr 11 mos
J.P. Morgan Securities LLC
September 2013 - August 2015 · 1 yr 11 mos
Fifth Third Securities, INC.
June 2011 - January 2013 · 1 yr 7 mos
Fifth Third Securities, INC.Broker
February 2011 - January 2013 · 1 yr 11 mos
Pfic Securities CorporationBroker
October 2006 - February 2007 · 4 mos
Banc of America Investment Services, INC.Broker
September 2000 - May 2005 · 4 yrs 8 mos
Northwestern Mutual Investment Services, INC.Broker
September 1994 - February 1997 · 2 yrs 5 mos
Robert W. Baird & CO. IncorporatedBroker
September 1994 - February 1997 · 2 yrs 5 mos
State Registrations25 states
ALARCAFLGAILKYLAMAMEMIMNMONCNHNJNMNYOHPARISCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Sarasota, FL →All financial advisors in Florida →