Keith Mayfield
Keith Mayfield is a registered investment advisor at Planit Financial LLC, based in Wenatchee, WA, with 25 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Insurance Planning, Investment Management, Retirement Planning. Their firm serves 17 clients with $25M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Request For Proposal (RFP) Service - Planit will assist in evaluating your plan, identify areas to improve, create a Request For Proposal, assist in obtaining proposals, review plan criteria with decision makers, and provide guidance in the selection process. Maximum fee of $400 per hour with an anticipated 25 hours minimum commitment.
- Employee Engagement Program - Initial creation, ongoing implementation and ongoing monitoring of employee engagement program. Planit may charge up to $25 per quarter per participant.
- Fiduciary Plan Assessment for CEFEX Certification - Planit will conduct a CEFEX assessment based on the following fees:
- 0-119 participants (and not in audit status): $10,000
- 81-200 participants (and in audit status): $15,000
- 201-500 participants (and in audit status): $20,000
- 500+ participants (and in audit status): $35,000
- Fiduciary Essentials for Defined Contribution Plan Fiduciary Training Workshop - 4-hour workshop with a maximum fee of $1,200 for the first 5 attendees. Additional attendees are $100 each.
Location
Wenatchee, WA
Get directionsHistory
Regulatory History (1)
Criminal
December 1991Other Business ActivitiesSells Insurance
Keith is an independent licensed insurance agent and may offer clients advice or products from those activities. These services pay a commission, creating a conflict of interest with his fiduciary duties as a registered investment adviser.
Employment History
Current Registrations
Planit Financial LLC
Previous Registrations
Lincoln Financial Distributors, INC.Broker
Lincoln Financial Distributors, INC.
Northwestern Mutual Investment Services, LLCBroker
John Hancock Distributors LLCBroker
Aetna Financial Services, INC.Broker
Aetna Investment Services, INC.Broker
Guardian Investor Services CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.