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Octavio Torres

Edelman Financial Engines
23 Years of Experience
Phoenix, AZ
2 Disclosures
View SEC Summary
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Octavio Torres is a registered investment advisor at Edelman Financial Engines, based in Phoenix, AZ, with 23 years of industry experience. Octavio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,244,406 clients with $330B in assets under management.

Edelman Financial Engines
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
722 advisors
Number of Clients
1,244,406 clients
Average Client Portfolio
$262K average
Assets Under Management
$326.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$900
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $400K1.75%
$400K - $750K1.25%
$750K - $1.0M1.00%
$1.0M - $3.0M0.75%
$3.0M - $10.0M0.60%
$10.0M - $25.0M0.50%
$25M+0.50%

Fees for amounts over $25 million are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4742 N 24th St, Suite 400, Phoenix, AZ, 85016

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Closed-No Action
Customer Dispute
September 2006
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Edelman Financial Engines
July 2011 - Present · 15 yrs 3 mos
Previous Registrations
Unionbanc Investment Services, LLC
July 2004 - September 2009 · 5 yrs 2 mos
Citicorp Investment Services
March 2003 - July 2004 · 1 yr 4 mos
Morgan Stanley
March 2001 - November 2002 · 1 yr 8 mos
State Registrations2 states
AZTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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