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Todd Sherman
31 Years of Experience
Mount Laurel, NJ
4 DisclosuresBroker
Todd Sherman is a registered investment advisor at Raymond James & Associates, INC., based in Mount Laurel, NJ, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
3000 Atrium Way, Suite 420, Mount Laurel, NJ, 08054
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2025Denied
Customer Dispute
October 2010Settled
Customer Dispute
November 2009Denied
Customer Dispute
December 2000Denied
Other Business Activities
Todd is the CEO of The Patriot Fund, a non-profit organization, since 2018. He dedicates a few hours per week to this role, with no time spent during trading hours.
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2017 - Present · 9 yrs 3 mos
Raymond James & Associates, INC.
January 2017 - Present · 9 yrs 4 mos
Raymond James & Associates, INC.Broker
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
Morgan Stanley
June 2009 - January 2017 · 7 yrs 7 mos
Morgan StanleyBroker
June 2009 - January 2017 · 7 yrs 7 mos
Citigroup Global Markets INC.
November 2007 - June 2009 · 1 yr 7 mos
Citigroup Global Markets INC.Broker
November 2007 - June 2009 · 1 yr 7 mos
UBS Financial Services INC.
October 2002 - November 2007 · 5 yrs 1 mo
UBS Financial Services INC.Broker
October 2002 - November 2007 · 5 yrs 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
February 1999 - October 2002 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1994 - October 2002 · 8 yrs 1 mo
State Registrations31 states
AKAZCACOCTDCDEFLGAIDILMAMDMIMNMONCNHNJNVNYOHORPARISCSDTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.