AS
AS

Arthur Shad

31 Years of Experience
Jacksonville, FL
Broker

Arthur Shad is a registered investment advisor at Morgan Stanley, based in Jacksonville, FL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

50 North Laura Street, Suite 2000, Jacksonville, FL, 32202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Arthur is a board member for the Garden Club of Jacksonville, spending minimal time on administrative tasks outside business hours. He is also a lender to Isaac Shad, dedicating minimal time to this activity.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. IncorporatedBroker
December 2008 - June 2009 · 6 mos
Wachovia Securities, LLC
July 2005 - December 2008 · 3 yrs 5 mos
Wachovia Securities, LLCBroker
July 2005 - December 2008 · 3 yrs 5 mos
UBS Financial Services INC.
December 1994 - July 2005 · 10 yrs 7 mos
UBS Financial Services INC.Broker
November 1994 - July 2005 · 10 yrs 8 mos
State Registrations30 states
ALAZCACOCTDCDEFLGAKYLAMAMDMIMNMTNCNJNMNYOHPARISCTNTXVAWAWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.