RB
RB
Richard Beaumont is a registered investment advisor at Morgan Stanley, based in Orinda, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2 Theatre Square, Suite 322, Orinda, CA, 94563
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Regulatory History (1)
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Customer Dispute
April 2008Settled
Other Business Activities
Richard owns rental properties in Shell Beach and Yountville, California. He dedicates minimal time to these real estate activities.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
May 2008 - June 2009 · 1 yr 1 mo
Morgan Stanley & CO. IncorporatedBroker
May 2008 - June 2009 · 1 yr 1 mo
Citigroup Global Markets INC.
March 2001 - May 2008 · 7 yrs 2 mos
Citigroup Global Markets INC.Broker
October 2000 - May 2008 · 7 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
August 1994 - October 2000 · 6 yrs 2 mos
State Registrations34 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.