Daniel Albert is a registered investment advisor at Morgan Stanley, based in Orinda, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2 Theatre Square, Suite 322, Orinda, CA, 94563
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2008Denied
Employment History
Current Registrations
Morgan Stanley
June 2011 - Present · 14 yrs 11 mos
Morgan StanleyBroker
June 2011 - Present · 14 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
May 2001 - June 2011 · 10 yrs 1 mo
UBS Financial Services INC.Broker
April 2001 - June 2011 · 10 yrs 2 mos
UBS Warburg LLCBroker
June 2000 - May 2001 · 11 mos
Nationsbanc Montgomery Securities LLCBroker
November 1997 - May 1999 · 1 yr 6 mos
Mutual Service CorporationBroker
July 1996 - October 1997 · 1 yr 3 mos
Lehman Special Securities INC.Broker
November 1988 - July 1994 · 5 yrs 8 mos
Lehman Brothers INC.Broker
September 1987 - January 1996 · 8 yrs 4 mos
Lehman Government Securities INC.Broker
July 1987 - October 1995 · 8 yrs 3 mos
State Registrations41 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.