Micheal Ono
Micheal Ono is a registered investment advisor at Osaic Wealth, INC., based in La Mirada, CA, with 31 years of industry experience. Micheal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
14752 Beach Blvd. #133, La Mirada, CA, 90638
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2006Customer Dispute
October 2004Other Business ActivitiesSells Insurance
Micheal sells life insurance and fixed annuities through Edison Risk, dedicating a few hours per week. He also has a business entity for tax/investment purposes, Micheal M Ono, CFP, requiring minimal time.
Employment History
Current Registrations
Nwf Advisory Services INC
Osaic Wealth, INC.Broker
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Wm Financial Services, INC.
Wm Financial Services, INC.Broker
R. H. York & Company, INC.Broker
Globalink Securities, INC.Broker
Corporate Securities Group, INC.Broker
National Discount BrokersBroker
Murphey, Marseilles, Smith & Nammack, INC.Broker
J.B. Oxford & CompanyBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.