Andrew Barrett is a registered investment advisor, based in San Ramon, CA, with 26 years of industry experience.
Location
San Ramon, CA
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2002Denied
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
January 2026 - Present · 4 mos
Steward Partners Investment Advisory, LLC
September 2025 - Present · 8 mos
Previous Registrations
Bci Securities, INC.
September 2023 - September 2023 · 0 mos
Bci Securities, INC.Broker
March 2018 - September 2023 · 5 yrs 6 mos
Morgan Stanley Smith BarneyBroker
March 2010 - March 2010 · 0 mos
Salomon Brothers INC.Broker
November 1997 - September 1998 · 10 mos
Citigroup Global Markets INC.Broker
June 1995 - February 2016 · 20 yrs 8 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.