David Price is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
3280 Peachtree Road Northeast, Suite 1900, Atlanta, GA, 30305
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2011Denied
Customer Dispute
August 1999Settled
Other Business Activities
David owns seven rental real estate properties through West Austin, LLC. He dedicates minimal time to this activity outside of business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
May 2004 - June 2009 · 5 yrs 1 mo
Citigroup Global Markets INC.Broker
July 2003 - June 2009 · 5 yrs 11 mos
Morgan Stanley & CO., IncorporatedBroker
March 2001 - December 2002 · 1 yr 9 mos
Morgan Stanley Dw INC.Broker
September 1994 - July 2003 · 8 yrs 10 mos
State Registrations31 states
ALAZCACOCTDCFLGAILINKYLAMAMDMIMONCNHNJNYOHORPAPRSCTNTXVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.