Diane Willis is a CFP-designated registered investment advisor, based in Charlotte, NC, with 26 years of industry experience.
Location
415 S Sharon Amity Rd., Ste. B, Charlotte, NC, 28211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Diane owns Wilshire Financial LLC and Wilshire Divorce. She is also an advisory representative of a RIA (CIRA) and an Investment Advisor Representative for Ensemble Financial Strategies, spending nearly full-time hours on this role.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Lincoln Financial Securities CorporationBroker
Lincoln Financial Securities Corporation
Invest Financial CorporationBroker
Invest Financial Corporation
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Mercer Global Securities LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.