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Terri Fassi

Centaurus Financial, INC.
31 Years of Experience
Windsor, CO
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Terri Fassi is a registered investment advisor at Centaurus Financial, INC., based in Windsor, CO, with 31 years of industry experience. Terri is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.

Centaurus Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
441 advisors
Number of Clients
45,336 clients
Average Client Portfolio
$215K average
Assets Under Management
$9.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Windsor, CO

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2023
Settled
Customer Dispute
April 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Terri is involved in several outside business activities, including teaching financial education classes, working as a CPA preparing tax returns, marketing asset protection trusts, and preparing financial reports for divorce settlements. She also sells whole life, universal life, and fixed annuity insurance products, dedicating minimal time to this activity.

Employment History
Current Registrations
Centaurus Financial, INC.
April 2014 - Present · 12 yrs 6 mos
Centaurus Financial, INC.Broker
January 2007 - Present · 19 yrs 9 mos
Previous Registrations
Geneos Wealth Management, INC.Broker
June 2003 - December 2006 · 3 yrs 6 mos
Multi-Financial Securities CorporationBroker
March 1999 - July 2003 · 4 yrs 4 mos
Sunamerica Securities, INC.Broker
July 1995 - March 1999 · 3 yrs 8 mos
H.D. Vest Investment Securities, INC.Broker
March 1995 - July 1995 · 4 mos
State Registrations7 states
AZCOFLLAMOTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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