Michael Luz is a registered investment advisor, based in Huntington Beach, CA, with 28 years of industry experience.
Location
Huntington Beach, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is a managing member of RMD Consulting LLC, an insurance agent selling various insurance products, and a FINOP for Integrity Brokerage. He also holds positions as a Series 24 Principal at NMS Capital Securities LLC and Chief Compliance Officer at Williams & Novak, dedicating minimal time to each of these roles.
Employment History
Current Registrations
Vistia Capital, LLCBroker
Vistia Capital, LLC
Williams & Novak Wealth Management, LLC
Integrity Brokerage, LLCBroker
Integrity Brokerage, LLC
Previous Registrations
Lyndhurst Securities INC.Broker
Hb Securities, LLCBroker
Forta Financial Group, INC.Broker
Kovack Securities INC.Broker
Kovack Advisors, INC.
Lazari Capital Management, INC.
Kovack Securities INC.Broker
Chalice Capital Partners, LLCBroker
Chalice Wealth Advisors
Niagara International Capital LimitedBroker
Financial West GroupBroker
Financial West Group
Cabot Lodge Securities LLCBroker
Cl Wealth Management LLC
Financial West Group
Financial West GroupBroker
Hennion & Walsh, INC.Broker
Independence Realty Securities, LLC.Broker
Kbr Capital Markets, LLCBroker
Ari Financial Services, INC.Broker
Inland Securities CorporationBroker
Fixed Income Securities, LPBroker
Aig Sunamerica Capital Services, INC.Broker
Ameritas Investment CORP.Broker
MML Investors Services, INC.Broker
UBS Painewebber INC.
UBS Painewebber INC.Broker
Ws Griffith Securities, INC.Broker
Directed Services, INC.Broker
Aetna Investment Services, LLCBroker
Alliance Fund Distributors, INC.Broker
Nationwide Advisory Services, INC.Broker
Pacific Mutual Distributors, INC.Broker
State Registrations1 state
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