Robert Weiss is a registered investment advisor at LPL Financial LLC, based in Signal Hill, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Signal Hill, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Robert owns Legacy Insurance Services, LLC for tax and accounting purposes, dedicating minimal time. He also acts as a second registered representative on Denise Jeffer's book of business through Del Mar Investment Management, spending about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
UBS Painewebber INC.
UBS Painewebber INC.Broker
Great Western Financial Securities CorporationBroker
Wm Financial Services, INC.Broker
Fimco Securities Group, INC.Broker
Northern Capital Securities CorporationBroker
Painewebber IncorporatedBroker
Baraban Securities, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.