Brent Wolf is a CFP-designated registered investment advisor, based in Novato, CA, with 31 years of industry experience.
Location
Novato, CA
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2014Denied
Customer Dispute
April 2013Settled
Other Business Activities
Brent operates his LPL business under the DBA Wealth Enhancement Group. He also provides investment advisory services through Wealth Enhancement Advisory Services LLC, dedicating full-time hours to this activity.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
June 2024 - Present · 1 yr 11 mos
Wealth Enhancement Advisory Services, LLC
May 2024 - Present · 2 yrs
Previous Registrations
LPL Financial LLCBroker
May 2024 - June 2025 · 1 yr 1 mo
Osaic Wealth, INC.Broker
November 2023 - May 2024 · 6 mos
The Retirement Group, LLC
January 2018 - June 2024 · 6 yrs 5 mos
Fsc Securities CorporationBroker
February 2011 - November 2023 · 12 yrs 9 mos
The Retirement Group, LLC
June 2010 - December 2017 · 7 yrs 6 mos
Qa3 Financial CORP.Broker
May 2009 - February 2011 · 1 yr 9 mos
Qa3 Financial LLC
May 2009 - May 2010 · 1 yr
Liberty Group, LLC
November 2008 - May 2009 · 6 mos
Liberty Group, LLCBroker
May 2008 - May 2009 · 1 yr
Royal Alliance Associates, INC.Broker
March 1996 - May 2008 · 12 yrs 2 mos
Transamerica Financial Resources, INC.Broker
September 1994 - March 1996 · 1 yr 6 mos
State Registrations15 states
ALARAZCAFLGAILMEMINMNVORTNTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.