Penny Bacharach
Penny Bacharach is a CFP-designated registered investment advisor at Alpha Wealth Management and Planning LLC, based in Novato, CA, with 40 years of industry experience. Penny operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Divorce Planning, Education Planning, and 6 more. Their firm serves 842 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.40% |
| $500K - $1.0M | 1.30% |
| $1M+ | 1.20% |
Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into consideration the aggregate assets under management with Advisor.
Fee Estimator
Location
350 Ignacio Blvd, Suite 105, Novato, CA, 94949
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Penny converted her S corporation to Penny Chin Bacharach Investments, LLC in 2008 and refers clients to HSA. She also owns rental real estate and dedicates minimal time to Alpha Wealth Management and Planning, as well as non-variable insurance trails from Sun Life Financial and real estate rental.
Employment History
Current Registrations
Alpha Wealth Management and Planning LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
U.S. Bancorp Piper Jaffray INC.Broker
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
Prudential-Bache Securities INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.