Laura Settle
Laura Settle is a registered investment advisor at Capitol Securities Management, INC., based in Charlottesville, VA, with 28 years of industry experience. Laura is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 3,970 clients with $2.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum advisory fee is 2.0% per year. Fees are negotiable based on account complexity, asset size, and portfolio style.
Fee Estimator
Location
414 E. Market Street St.Suite F, Charlottesville, VA, 22902
Get directionsHistory
Regulatory History (4)
Judgment / Lien
January 2025Judgment / Lien
March 2024Judgment / Lien
July 2020Judgment / Lien
December 2018Other Business Activities
Laura works in patient access at Sentara Martha Jefferson Hospital, registering patients in the emergency room since 2009. This takes about a quarter of Laura's time.
Employment History
Current Registrations
Capitol Securities Management, INC.
Capitol Securities Management, INC.Broker
Previous Registrations
Anderson & Strudwick, Incorporated
A&s Capital Advisors, INC.
Anderson & Strudwick, IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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