Laura Settle
Laura Settle is a registered investment advisor at Capitol Securities Management, INC., based in Charlottesville, VA, with 27 years of industry experience. Laura operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 3,745 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CSM charges a percentage of your portfolio each year for investment advisory advice. The maximum advisory fee is 2.0% per year. The fee is paid in advance, on a quarterly or monthly basis. The amount you pay will reduce any money you make on your investments. CSM also offers wrap fee programs where the fee includes investment advisory services and brokerage execution costs. The maximum wrap fee is 2.0% per year.
Location
414 E. Market Street St.Suite F, Charlottesville, VA, 22902
Get directionsHistory
Regulatory History (2)
Judgment / Lien
July 2020Judgment / Lien
December 2018Other Business Activities
Laura works in patient access at Sentara Martha Jefferson Hospital, registering patients in the emergency room since 2009. This takes about a quarter of Laura's time.
Employment History
Current Registrations
Capitol Securities Management, INC.
Capitol Securities Management, INC.Broker
Previous Registrations
Anderson & Strudwick, Incorporated
A&s Capital Advisors, INC.
Anderson & Strudwick, IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.